Compliance Manager, growing firm, Glasgow

Organisation
Frasia Wright Associates
Reference
FW5333
Contract Type
Full-Time
Practice Area
Compliance / Regulatory, Data Protection, Financial Services
Location
Glasgow
Salary
Competitive
PQE
0-2 yrs, 3 -4 yrs
This growing firm are currently looking to recruit a Compliance Manager to be based in the Glasgow office.

Job Description

This growing firm are currently looking to recruit a Compliance Manager to be based in the Glasgow office.  The ideal candidate will have at least 4 years’ pqe and will be required to develop and implement the compliance strategy for the firm.  You should have experience of financial services, compliance and data protection.  Experience of anti-bribery and corruption compliance would also be beneficial.

Your responsibilities will include:

  • Analyse and interpret financial services regulations
  • Assess the risk for the firm and assess the effectiveness of associated compliance policies and procedures
  • Monitor and review compliance with the firm’s Anti-Money Laundering policies & procedures as a key part of the firm’s risk policy framework
  • Monitor and review compliance with the firm’s Anti-bribery and Corruption policies
  • Support the development and maintenance of the firm’s risk policy framework, review and ensure that all standards and appropriately documented and communicated

This is an exciting opportunity to join this progressive firm.  If this opportunity interests you please do not hesitate to contact either Frasia or Cameron on 01294 850501 for an initial and confidential discussion.  (Assignment 9568) 

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